Shareholders Kim Koves and Robert Jamieson Attend SIFMA Regional Conference in Charlotte, NC.
On September 19, 2022, Shareholders Kim Koves and Rob Jamieson attended the SIFMA Compliance & Legal Society Regional Seminar in Charlotte, North Carolina. The seminar gathered compliance and legal professionals working in the financial services industry from across the country to exchange ideas and strategies in the increasingly complex and changing regulatory and compliance arenas. The program included timely topics such as cybersecurity, Reg BI and FINRA Rule 2111, the SEC marketing rule, and current issues in SEC enforcement matters.
For more information about this event or trending topics in financial services compliance and regulation, please contact Kim Koves at email@example.com or Robert Jamieson at firstname.lastname@example.org.