Securities Law Luncheon October 15th 2014
SECURITIES LAW LUNCHEON
October 15th 2014
Thank you to our sponsor:
Topic: Recent Enforcement Efforts and Current Focus in 2014.
Moderator: Burton Wiand
Panelist: Elisha L. Frank
Assistant Regional Director for the U.S. Securities and Exchange Commission, Miami, Florida and Co-Chair of the Microcap Fraud Task Force
Panelist: Dawn Calonge
Surveillance Director of Financial Industry Regulatory Authority (“FINRA”), District 7
Panelist: Pamela P. Epting
Director of the Division of Securities for the Florida Office of Financial Regulation
Panelist: Lee Kell
Chief of the Bureau of Enforcement for the Florida Office of Financial Regulation
Chester H. Ferguson Law Center
1610 N. Tampa Street
Members: $19.00 Non-Members: $31.00
Phone: 221-7777 E-Mail: firstname.lastname@example.org
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Payment due day of event.