9/18/2014
The Hillsborough County Bar Association’s new Securities Section will host its first luncheon on October 15, 2014 at the Chester H. Ferguson Law Center, 1610 North Tampa Street, Tampa Florida 33602 from noon until 1:30 P.M. The event will provide an opportunity to hear from, and speak with, Florida regulators concerning enforcement efforts in 2014.
Our featured panelists will include:
• Elisha L. Frank, Assistant Regional Director for the U.S. Securities and Exchange Commission, Miami, Florida and Co-Chair of the Microcap Fraud Task Force
• Jeffrey M. Pasquerella, Vice President and Regional Director of Financial Industry Regulatory Authority (“FINRA”), District 7
• Pamela P. Epting, Director of the Division of Securities for the Florida Office of Financial Regulation
• Lee Kell, Chief of the Bureau of Enforcement for the Florida Office of Financial Regulation
Please mark your calendars and R.S.V.P. by October 8, 2014 to the HCBA’s Rita Zemetres (813-221-7777). The cost for HCBA members will be $19. The cost for non-members of the HCBA will be $31. Early registration for the event is highly encouraged.
Members of the HCBA may join the Securities Section at no extra cost. If you are not a member of the HCBA and would like to join, please visit www.hillsbar.com. If you are not a member of the Florida Bar, you are still welcome to participate in the Securities Section’s activities as a non-member.
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Co-chairs Dominique Heller and Jared J. Perez are lawyers with Guerra King P.L. Their areas of practice focus on complex commercial litigation and regulatory matters, including securities and financial services litigation and arbitration.