Epilepsy Services Foundation’s 19th Annual Hare Racing Experience

On Easter weekend, several members of the Guerra King family volunteered at the Epilepsy Services Foundation’s 19th Annual Hare Racing Experience at the University of South Florida. Nearly 700 runners and walkers participated in […]

Dionne Fajardo Presented On Revisions To Investment Adviser Regulation

TAMPA, Florida 1/20/2011 — Dionne Fajardo presented a workshop to investment advisers and members of the Tampa Bay Compliance group on January 20, 2011. She discussed compliance with the federal and Florida adviser custody rules […]

Burt Wiand, Peter King & Gianluca Morello To Present At HCBA Corporate Counsel Section Seminar

On April 15, 2010, Burt Wiand, Peter King, and Gianluca Morello will lead continuing legal education seminars for the Corporate Counsel Section of the Hillsborough County Bar Association. Burt, Peter, and Gianluca will cover a […]

Peter King Presented On Compliance Issues Relating To Social Networking Sites

Peter King addressed the Tampa Bay Broker/Dealer Compliance group on January 12, 2010. He discussed the compliance implications for broker/dealers and their associated persons relating to social and professional networking sites on the internet. For more information, contact Mr. […]

Look For More Upcoming Events Spring 2010