1/20/2011
TAMPA, Florida 1/20/2011 — Dionne Fajardo presented a workshop to investment advisers and members of the Tampa Bay Compliance group on January 20, 2011. She discussed compliance with the federal and Florida adviser custody rules and the Dodd-Frank Wall Street Reform and Consumer Protection Act’s requirement of hedge fund registraion and mid-size investment adviser regulation to transition from federal to state oversight.
For more information, contact Ms. Fajardo at dfajardo@guerraking.com.